State or society – where does power lie?

February 25, 2014 by · 4 Comments
Filed under: Politics, Public policy, The RSA 

The think tank, ippr, has an unconditional place in my heart matched only by West Bromwich Albion and the RSA so I have been trying to work out why the Institute’s recent pamphlet ‘Many to many – how the relational state will transform public services’ didn’t grab me in the way its reports usually do.

The report (which follows two others in similar vein) is in essence an appeal to the centre left to abandon its centralist assumptions and adopt a set of ideas about devolved, joined up, empowering public services; ideas which have in truth been around for decades.  The spur is not so much state failure – indeed, the report is at pains to list policies the state has successfully implemented – but that modern policy challenges – like managing chronic health conditions or reducing long term unemployment – are ‘complex’ requiring the state to use its power in different ways.

Thus the report seeks to adapt the social democratic political economy of the state. But what if the starting point for that political economy is wrong? Might that wrong starting point help to explain why ideas like the relational state are so often talked about on the left but so rarely amount to anything much when Labour runs central or local government?

The key issue concerns the location of power and definition of value.  In the conventional social democratic model – implicit in this report – power resides in the state and value in the capacity of the state to achieve its political and policy objectives. The source and nature of these policy objectives is assumed to be relatively unproblematic, being seen as an expression of a Government’s democratic mandate and progressive purpose.

However, an alternative model sees power residing in society and the evidence of Government’s value lying not in its capacity to achieve its goals but in the degree to which it is able to to mobilise social power towards aims to which citizens explicitly aspire. A successful Government is not merely one that has implemented is objectives (indeed the relationship between policy implementation and social capacity may be inverse) but one which has increased the capacity of society to improve itself.

In my annual lecture, for example, I suggested ,firstly, that social power had three forms (the individualistic, solidaristic and hierarchical); secondly, that the most powerful societies, organisations and policies mobilised all three sources; and thirdly, that the UK is currently suffering from a deficit of solidaristic and hierarchical power. From this perspective the way the central state operates as a dysfunctional and mistrusted hierarchy is as likely to sap as enhance social power.

To look at a more specific dimension: levels of social trust and trust of  institutions appears to be a better predictor of a nation’s future economic dynamism than levels of human capital (defined primarily in terms of education and skills). Yet the very way the state operates can undermine social trust. Bo Rothstein is not alone in arguing that welfare means-testing reduces trust by making state bureaucrats intrusive and often arbitrary judges of claimants, by encouraging claimants to game the system and also because claimants are seen to game by non-claimants. This is now a suppurating wound in the UK social body: we are simultaneously experiencing unprecedentedly high levels of sanctioning of benefit claimants and of public hostility to claimants.

In work on reintroducing the contributory principle to welfare, ippr has recognised this issue, but it also intrudes into public services. ‘Many to many’ explores how a more relational state might better encourage people to be active in managing their own health and social care needs but – as a carers’ representative pointed out at a recent RSA seminar – the needs testing of social care eligibility continues to provide an incentive for people to focus on their incapacity.

In a blog post I can only offer a highly truncated exposition of a bigger argument but to get to the core of it: if the goal is a state which has good relationships with citizens which in turn generates capacity for social progress there are several profound and inter-related problems:

The increasingly problematic idea of policy-driven change (as laid out in my last post).

The oppressive logic of bureaucratic working (identified by the ippr report but in rather technocratic terms)

The frequent lack of alignment between the interests of political decision makers (with their increasingly weak mandate) and the public good

There are no easy answers.  Replacing a statist with a social political economy is only the starting point for a long iterative journey to an as yet only hazy reform agenda, an agenda which is likely in many ways to be more radical than anything currently on offer. My concern is that this report, like recent speeches from Ed Miliband and Jon Cruddas, doesn’t recognise the deep, endemic, structural failings of the modern state. Thus while the principles and reforms it proposes are largely sensible (albeit not that different from the aspirations espoused by Coalition ministers) the reasons they have proved so very hard to act upon is left largely unexamined.

This morning at an RSA seminar on demand management the inspirational chief executive of a genuinely reforming and innovative local authority shared her experience of spending sustained time looking at services from the point of view of citizens and front line workers. ‘We talk about troubled and chaotic families’ she said ‘but what about troubled and chaotic public services?’. It reminded me of something once said by Professor Stephen Coleman: ‘the problem of civic engagement is hard to reach groups, and there is no harder to reach group than politicians’.

The vehicle of state is not working; its engine unreliable, its steering awry. Most social democrats seem still to hope we can get away with replacing parts of the body work.


Public service reform: credible treatment requires bold diagnosis

February 17, 2014 by · 8 Comments
Filed under: Politics, Public policy 

For those of us who think the Westminster and Whitehall model of public policy is fatally flawed, there was cause for hope in speeches last week by Ed Miliband and Jon Cruddas: Devolving power, opening up Government – especially its data – and building services around the preferences and needs of citizens were all important themes.

The problem is we have heard most of this before. A recent Institute for Government pamphlet surveys the mixed record of initiatives in an English system that remains among the most centralised in the developed world and concludes:

While all parties have been good at making commitments to devolve power, governments have found it hard to implement decentralising reforms in practice.

And here is a quote that would fit neatly into either Labour speech:

The effects of this redistribution of power will be felt throughout politics, with people in control of the things that matter to them, a country where the political system is open and trustworthy, and power redistributed from the political elite to the man and woman in the street 

These are the words of David Cameron in 2009, promising as Prime Minister to create a ‘post bureaucratic state’.

Yet, when it comes to letting go of power, the Coalition has been another Government with a mixed to mediocre record. On the positive side of the ledger lie significant initiatives including City Deals and community budgets, on the negative side are the top down reforms and ceaseless micro management of major Whitehall service departments, as well as the decision to place the main burden of austerity on to the shoulders of local authorities. In addition there are half baked schemes including Police and Crime Commissioners and the Community Right to Bid which someone with a Machiavellian outlook might suspect were designed to give people-power a bad name.

I largely exempt from my scepticism the Open Policy Making team in the Cabinet Office. My enthusiasm however has less to do with what has yet been achieved – not much – than with its starting point. It is this analysis of the fundamental failings, not just of aspects of central Government, but a whole way of thinking about power and policy which is missing from the account of both Miliband and even the more thoughtful Cruddas.

To believe that next time could be different for Labour we need to hear points like these:

For many decades the overall record of central Government public policy has been atrocious

I am not here merely referring to the well-known cock-ups forensically analysed by Crewe and King in their excellent recent ‘Blunders of our Governments‘ (e.g. Child Support Agency, London Underground PPP, Poll Tax), nor even the failure of major outsourcing projects like NHS patient records or most of the Work Programme.

In the thirty years since Margaret Thatcher’s second term our health service and schools have been subject to almost continuous intensive reform. Imagine if across this time, hospitals, GPs and schools had received the same funding to spend as they deemed best but with some basic mechanisms to ensure community and citizen accountability. Imagine also that instead of all the legislation and regulation and ring fenced budgets, central Government had restricted its role to acting as a strategic resource providing information, good ideas and networks, and only intervening in extremis and then only to demand a local solution. Isn’t it pretty likely that the health and school system would have evolved – learning from success and failure – into something equal or better than what we now have? Then, finally, imagine that the many tens of billions of pounds that have been spent on centrally mandated re-organisation had been available to invest in front line services.

The forces making central Government policy inept are accelerating

Partly this is about politics and the media: parties getting weaker and more unrepresentative, news becoming 24 hour and increasingly shrill in its desperate attempt to grab public attention. But more fundamental is the complexity and pace of change of modern life.

It is an axiom of Open Policy Making that change outside large organisations is now often faster than change can take place inside such bureaucracies (leaving aside the whole problem about the demarcation of inside and outside). Government with its cumbersome processes of policy making, regulation and accountability is even slower to adapt than the major corporations that have for years been trying to discover the secret to ‘agile’ operation. The slow, sludgy, distorting feedback loops of traditional Government policy-making are a recipe for continual under-performance and occasional farce.

Rather than the problem for policy being mobilisation, the problem for mobilisation is policy

The tools of traditional policy makers are regulation and money. Confronted by growing evidence of failure and public disenchantment, Whitehall decision makers have sought to graft on elements of public engagement. There has been ‘voice’ in the form of consultation and various consumer rights and ‘choice` in the form of greater diversity of provision and some capacity for citizens themselves to decide who they want as a service provider. Not all of this has been superficial. For example, direct payments for social care is a genuinely radical shift, albeit hampered by falling budgets. But by taking a narrow consumerist angle on policy problems, some reforms have generated bad outcomes. Enhanced parental choice over school places has become a stronger driver of inequality.

Most new initiatives from those who consider themselves modernisers are an extension of voice and choice, like Miliband’s promise to strengthen the right of parents to demand intervention in weak schools (never mind that such a power already exists). But this misses the point.

Generally, the goals of public policy – a better educated, more law-abiding, healthier citizenry – by their very nature depend on public mobilisation. This is not just about individual behaviour change but also wider social consent to change, as well as civic engagement in designing and driving that change. Thus the question should not be ‘how do we mobilise citizens around the policy we have chosen?’ but ‘who are the citizens and groups who influence outcomes in any given area?’, ‘how might we engage and mobilise them behind a shared vision of progress?’ and ‘does that involve traditional central policy (with all is inherent failings) at all?’

The way to predict the future is to create it

Jon Cruddas offered five principles for Labour’s policy review: ‘1. Transformation 2. Prevention 3. Devolution, 4. Collaboration and cooperation, 5. Citizenship and contribution. But what about ‘design’?.

Observance of Chatham House rules requires me to protect the source of the following brilliant observations from an official currently seconded to the Cabinet Office.

‘Having never worked in Whitehall I spent a few weeks wondering around, going to meetings and watching people work. After a while I figured it out: Central government is basically a publishing house. It is full of people writing stuff, contracts, consultation papers, regulations. These things take ages to write. Because they are so long and complex they inevitably contain flaws that are only discovered when they are implemented.

‘Innovation for designers involves doing stuff and testing it on people, for policy makers it means writing stuff and selling it to people.

‘Policy makers and designers have a fundamentally different view of mistakes. Designers like mistakes because they provide useful information that can be used to adapt and improve the model. Policy makers hate mistakes because they are so hard to undo, so they tend to ignore or suppress information about failings.

Around the world social innovation labs and service designers are making incursions into Government, but their work still feels tenuous, a bolt-on to the creaking old system. A design-based approach to change needs to be seen as a radical democratising project deserving support from the top not just a clever bit of technique to be tolerated at the margins…….

There is little in this post that is incompatible with the themes of Labour’s recent speeches. Indeed, from a passing reference he makes to expanding the work of the Government Digital Service, it seems Cruddas knows an incoming Labour Government should try to preserve the best of what is going on in the Cabinet Office.

But Labour and the other parties must take heed of the failure of previous governance reform. Cruddas and Miliband argue eloquently that the reform they advocate reflects the best traditions of the centre left. But Cameron maintained the same thing from the right. Vague aspirations and a basket of unconnected policies will not do. We need the central pillars of old policy making to be dismantled for the simple reason that the only alternative is continued failure.

The real test will be this year’s party conferences and next year’s manifestos. In the run up to the election the Institute for Government’s prosaic observation should be put in neon lights above every party HQ:

‘Party leaders must also be careful not to allow their colleagues to develop strong positions on policy areas they hope to decentralise’

Postscript: This afternoon I met up with Susannah Walden who has been working on our Whole Person Recovery project. Maybe because it’s her last week here she was  frank about the challenges of our ’people-powered’ approach and what we have had to learn from getting things wrong as well as right. The fact that user-driven, design based, experimental change is hard is another – perhaps the most important  – reason we need to understand that existing policy methodologies are bust. Otherwise when things get tough we will be tempted to revert to the illusion of central control.




A test of character

February 12, 2014 by · 8 Comments
Filed under: The RSA 

It’s strange how ideas that have simmered in the policy undergrowth, sometimes seeming to have been totally extinguished, suddenly burst out like bush fire. A dedicated group of academics, policy makers, charities and educational practitioners have long argued for the importance of character development in children’s life chances. Over the last twenty years, as evidence suggesting the importance and teach-ability of character has grown, there have been flurries of interest from the political and media mainstream, but the respective reform models pushed by the last Labour Government and  Michael Gove either side-lined this agenda or positively worked against it.

We may look back on this week as unexpected tipping point with first the All Party Parliamentary Group report on social mobility and now, today, a speech on character by Labour’s thoughtful and self-assured education spokesperson Tristram Hunt. I welcome this shift and if it does mark the beginning of a genuine change in the direction of debate and policy the people who have ploughing this furrow for many years, often with little official encouragement (Anthony Seldon and Yvonne Roberts for example), deserve recognition for their efforts.

But there are both gaps in the evidence and weaknesses in the argument which need to be addressed if its current prominence is to be sustained. One weakness lies in relying too heavily on poor quality or contested evidence.  As outlined by the all-Party Group and Hunt there are plenty of studies that support both the value of character and the idea that there are certain educational practices that help to instil it.

But despite some areas of promise, the gaps in the evidence base here are substantial: research shows strong associations between pupil attainment and certain character traits (such as self-control or positive attitudes towards schooling), but robust, causal evidence of impact is much more limited.  Most studies look at single non-cognitive skills in isolation, and over relatively short timeframes, whereas the evidence is much weaker on the long-term impact of such programmes.  As a recent review for the Education Endowment Foundation concludes, the evidence shows that no single non-cognitive skill is the crucial ingredient or “silver bullet” that predicts positive outcomes for young people.

Furthermore, as Professor Robert Coe patiently explains in this brilliant lecture the biggest thing we know about new educational practice is that little or nothing is proven to have the kind of major, consistent, system-wide effect we might hope for. If a dedicated team of researchers and practitioners try something out in a context in which they are motivated and focussed there is a pretty good chance it will have an effect. Roll that same idea out across a whole system made up of people with different levels of talent and motivation, and against the backdrop of varying contexts and competing pressures, and the clear and hopeful findings from the pilots turn into contested and marginal evidence of change at scale.

Also, even if the argument for character is won, there will still be fierce argument about what it comprises and how it should be instilled. [LB1] For traditionalists the emphasis will be on hard work, responsibility and respect for authority, all of which they will say can be transmitted through a fairly conventional pedagogy, while for progressives the emphasis will be more on emotional resilience, self-confidence and creativity which requires children to have space for self-expression and to feel engaged as partners in learning.

The evidence problem is exacerbated by the tendency in both the All Party paper and, from what I can see, the Hunt speech to treat character development as a means to an end – greater social mobility and better life chances for the individual (usually defined as earning power). But with both the evidence and the concept itself contested, the advocates of character development need to admit to their normative starting bias. Surely part of the reason we want a particular idea of character instilled is because we have an underlying view of what it is to be a good citizen and live a full life. Politicians and researchers tend to fight shy of value based arguments, worrying that they will seem ideological or arrogant, but to hide our beliefs behind instrumentality and weak evidence is ultimately self-defeating.

Finally, I freely admit there is no evidence either for a hunch I have about a missing element of most lists of measures to instil character in the young. What about the nature of educational institutions themselves? On the whole, character is not something we consciously learn, it is imbibed from our experiences and relationships, which take place in the context of formal (schools, colleges, sports clubs)  and informal (families, close knit friendship networks) organisations. Surely, therefore, the character of those organisations and institutions is an important part of the story?

Take just one dimension of this: the RSA has often worked with school leaders in areas experiencing  low standards. Speaking to them a difference is often immediately observable, between those whose attitude to challenge it to take personal responsibility and to be optimistic and those who have a well-developed script of self-pity, impotence and blaming others. How likely is a school, which is led by someone who exudes a mixture of self-pity and complacency, to be the kind of place that – whatever its curricular or extra-curricular offer – teaches characteristics like self–confidence and initiative? Similarly, too few teachers seem confident either constructively to challenge or be constructively challenged by their colleagues. We know a big issue for teenage boys men is brittle self-esteem, I wonder how often they sense the same fragility in those supposed to be their elders and betters?

Unlike one-off policies which often fail when taken out of their experimental setting, aiming for whole schools to be intelligent, character-forming communities focusses on the institutional context itself.

The renewed interest in character is welcome but we need to understand why it has proved a short term enthusiasm in the past and take this opportunity to build a more powerful case.

Many thanks to my colleague, Louise Bamfield, of the RSA’s education team for helping me write this blog.

 [LB1]The evidence on the potential impact of the early years is strong, it’s just that the current set of policies aren’t delivering.  The evidence shows that extra-curricular activities are most beneficial when focused on academic learning.  I suggest taking the first part of the sentence out.


Pearson’s lesson in shared value

February 11, 2014 by · 2 Comments
Filed under: The RSA, Uncategorized 

A global corporation’s new strategy has broken down my wall of scepticism….

Big business can be a force for social good as well as a generator of economic value. Indeed, arguably, some of our big corporations take a more robust and consistent approach to issues like environmental sustainability and international human rights than many governments.  Jon Miller and Lucy Parker championed corporate good deeds in their recent book and talk ‘Everybody’s business’. As they report, the spur for a company’s serious focus on social value is often soul searching following some kind of reputational disaster.

Over the longer term, as Michael Porter and Mark Kramer and many others argue, the most powerful and resilient approach to corporate responsibility is to build it into the core business model (Porter and Kramer call this approach ’shared value’).

Before the credit crunch banks gave away hundreds of millions of pounds in sponsorship and charitable schemes, while at the same time enriching their senior employees by shortchanging both their customers and the global economy, thus providing  a classic example of tokenistic corporate responsibility.  Various people now working with banks as they seek to salvage their reputation tell me the financial sector still finds it almost impossible to accept there is no future in selling profitable products which are bad for people and society.

Any robust strategy has to recognise and candidly confront the inevitable tensions between profit maximisation and social impact. I recently gave a talk to an energy company whose mission statement asserted its top goal was giving customers a great service. In reality, of course, the company’s goal is to make a profit while – one hopes – giving customers the best service possible. To fail to recognise and face up to that tension creates a barrier to the kind of robust self-examination corporations should welcome and encourage.

This is one reason I was so impressed by the strategic turn taken by the global education corporate Pearson – an initiative led by my former Number Ten colleague Sir Michael Barber and his colleague Saad Rizvi. Pearson has committed to a big goal and to a thoroughgoing long term process of organisational change involved in delivering it. The goal is ‘efficacy’: by the end of the change process every Pearson product and service must have ‘a measurable impact on improving peoples’ lives through learning’.

Unlike the energy company with its vacuous mission, Pearson recognises explicitly the challenge of combining the ultimate aim of efficacy with providing a return to investors. The issue is not so much whether or nor to be self-interested. The strategy  is based on a calculation that long term it will be efficacy that matters most and this goal has to drive out short term pressures to design and sell stuff that makes a profit but doesn’t work for learners.

Pearson’s commitment is not simply a vague goal declared by company bosses. A very thorough project – laid out in the report – has been undertaken to develop an efficacy framework and then to roll this out to tens of thousands of staff in every division worldwide.

It is well worth reading Pearson’s own account of their journey, an account whose credibility is enhanced by a recognition that it is far from complete and an invitation to educationalists, the company’s partners and clients to comment on the goal and the process behind it.

There are many challenges ahead, not the least of which is the lack of strong evidence for the efficacy of almost all existing educational interventions, but I genuinely think that what Pearson is trying to do marks a new frontier in responsible corporate strategy. Unlike so much other well-meaning CSR, this is the risk-taking institutional innovation to which businesses should aspire.

I was saying as much to a friend last night who is a senior executive in a company that provides major services to Government and who is – in the face of his own company’s reputational challenges – recognising the need for new ways of doing things.

He was intrigued by the Pearson approach and while he didn’t rule out simply copying it he asked whether his own company might develop an alternative mission to efficacy. My suggestion was trust:-

‘How would it be’ I asked ‘if you committed not to provide a service or product unless you had strong evidence-based and publicly-declared reasons for believing that to do so would enhance trust in your company, the service and the agency paying for the service’?

‘It’s a great idea’ he said ‘but there’s one problem; if we were serious we would have to stop bidding for most Government contracts’.

BTW -in case you are wondering, Pearson is not currently funding the RSA.



When do we want it?

February 7, 2014 by · 2 Comments
Filed under: Politics, Public policy 

In the 1970s, so the story goes, when for the first time in its history the Association of University Teachers (now part of the University and College Union) took strike action, a committee of dons was established to agree a protest slogan. After several long and intense meetings a consensus was reached. On the appointed day taxi drivers, office workers and tourists thronging central London were called on to express their solidarity with the AUT’s stirring demand, printed on hundreds of placards and chanted as protestors in their gowns and mortar boards marched down Whitehall: ‘Rectify the Anomaly’.

I was reminded of this communication failure at a seminar yesterday on progressive responses to the rise of political populism in Europe. Among the various contradictory suggestions were that mainstream parties should get better at addressing the bread and butter issues that often most concern, and annoy, people and, conversely, that progressives should counter the nostalgic idealism of populism with their own mobilising visions, not of a lost past, but a better future.

Perhaps these ideas fit better together than first seems.

Currently political debate is dominated by a short list of almost entirely negative stories; on public service cuts, falling living standards, immigration and welfare. A few posts ago I asked whether the focus could have shifted by next May:

The odds are that the next election will be about blame and credit for the past and an unedifying retail sale of pledges for the future. Yet my sense of what the country needs and what voters may be ready to hear, is a message broader, braver, more engaging and uplifting. Something about the kind of country we want to be and the kind of choices our collective aspirations involve not just for Government but for us at citizens’.

As we emerge from long recession with an unbalanced and a patchy recovery and continue with public service austerity, political idealism may seem wholly misplaced. Certainly, what we don’t need is mere gassy rhetoric about the ‘great future of our great country and its great people’. Indeed polarising negativity and unrealistic promises are the twin banes of political debate. While rhetorically the latter may be the antidote to the former, together they are bound to obscure real political choices.

Which is why I was struck by a point made at the seminar by the writer on philosopher, Julian Baggini. Might it be that recession and austerity have instilled a greater realism among the public, a realism that would enable politicians to combine an optimistic story with candid acceptance that a better future can only come about through the combined efforts of Government and civic society?

Such a story interweaving realistic ambition and concrete challenge is surely what we want and need to hear not just as a piece of rhetoric (as it largely was with David Cameron’s Big Society) but as a political organising principle, a component of every major policy, indeed central to a different way of thinking about policy and political power?

If for example, any Party, was to feel inclined to reassert the now effectively abandoned pledge to abolish child poverty, it would surely have to rely not only, or even mainly, on new Government spending but instead on a society-wide mobilisation, by councils, public services as a whole, businesses, churches, charities, community groups and poor families themselves .

When things are going well politicians are tempted to offer to solve every problem themselves: whatever Tony Blair actually said, this is what New Labour was heard to be offering in 1997 and 2001. When things are going badly people may be too angry and hurt to accept a message which makes demands on them, which may be why, as the IFS’s Paul Johnson argues in this morning’s Times, there is a tacit agreement among the main parties to avoid admitting the scale of the fiscal choices ahead.

Perhaps the background of 2015 – a country that has survived the crisis but knows it faces many more challenges and is a long way from thriving – is propitious for a new type of message and a new model of change?

Back at the seminar, someone suggested a new take on the classic call and response chant:

‘What do we want?’

‘Pragmatic, progressive idealism!’

‘Ah yes’, said another contributor, ‘but don’t forget the second half’;

‘When do we want it?’

‘As soon as we agree that it’s practically feasible’.


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